Rogerio Almeida Fired from Edward Jones Allegedly For Undisclosed OBAs
Rogerio Almeida (CRD #: 7083841), a broker formerly registered with Edward Jones, was fired from the firm, according to his BrokerCheck record, accessed on October 29, 2022. Read on if you have questions about his conduct as a broker.
Termination from Edward Jones
On August 12, 2022, Rogerio Almeida was fired from Edward Jones allegedly following concerns about potential violations of the firm’s outside business activities policy and his provision of inaccurate information on an outside business activity disclosure document.
FINRA Rule 3270
FINRA Rule 3270 requires brokers to disclose any business activities they engage in outside their firm, as well as any compensation they may receive from these activities.
Other business activities
Rogerio Almeida’s detailed BrokerCheck report lists two outside business activities:
- Property manager of R&C Almeida LLC, which owns a rental property.
- Loan originator for Ready Mortgage.
If you have concerns about his outside business activity, contact one of out securities lawyers today.
Rogerio Almeida has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- Series 7TO – General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
He previously worked for Edward Jones (CRD#:250).
Kurta Law Can Help
If you worked with Rogerio Almeida and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.