Robinhood Financial Fires Jason Flowers
Jason Flowers (CRD #: 6590292) was fired from his firm, according to his BrokerCheck record, accessed on July 1, 2022. Keep reading to learn more about his conduct as a broker.
Termination from Robinhood Financial
On April 7, 2022, Jason Flowers was fired from Robinhood Financial after allegedly engaging in an outside business activity in the form of tax preparation services without the knowledge or approval of the firm.
Other Outside Business Activities
Jason Flowers’ detailed BrokerCheck report does not list any outside business activities.
FINRA Rule 3270
FINRA Rule 3270 requires brokers to receive approval from their firm before engaging in business activities outside their role as a broker. Firms must consider whether the outside business will interfere with the broker’s responsibilities.
Jason Flowers has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
He has also worked for the following firms:
- Robinhood Financial (CRD#:165998)
- Money Concepts Capital (CRD#:12963)
- Taylor Capital Management (CRD#:43559)
Kurta Law Can Help
If you worked with Jason Flowers and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.