Victim of Financial Fraud? Call Now
Home » Broker Blog » Investor Alleges Robin Platt Recommended Shares of Northstar Financial Services (Bermuda)

Investor Alleges Robin Platt Recommended Shares of Northstar Financial Services (Bermuda)

Robin Platt (CRD #: 2584058), a broker registered with Hancock Whitney Investment Services in Mandeville Louisiana, is involved in a $1.25-million dispute according to his BrokerCheck record, accessed on July 6, 2021.

On May 4, 2021, an investor alleged that Robin Platt recommended Northstar (Bermuda) annuities that resulted in losses. Northstar (Bermuda) liquidated in 2021 and the owner was convicted of bribery in 2020. The investor is seeking $1,250,000; the dispute is pending.

Platt also has a financial disclosure related to a bankruptcy. It was discharged on May 29, 2013.

Robin Platt Background Information

Platt has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination
  • Series 24 General Securities Principal Examination

He is a registered investment adviser in 14 states and a registered broker in 15.

Platt has worked for the following firms:

  • Hancock Whitney Investment Services (CRD #: 40637)
  • AllState Financial Advisors (CRD #: 109524)
  • PNC Investments (CRD #: 129052)
  • RBC Capital Markets (CRD #: 31194)
  • Wells Fargo Advisors (CRD #: 19616)
  • SunTrust Securities (CRD #: 17499)
  • G. Edwards & Sons (CRD #: 4)

Kurta Law Can Help 

If you worked with Robin Platt and you have concerns about the suitability of your Northstar (Bermuda) annuities, contact Kurta Law today. Call 212-658-1502 or email jkurta@kurtalawfirm.com.

 

Recent Results

$16.75M

Million

Recovery for ARC NYC REIT Investors
Learn More
Kurta Law recovered millions of dollars for investors who purchased the speculative and unsuitable ARC NYC REIT. The arbitration settled for substantially more than the investor losses.

Recent Results

$9.3M

Million

Investors Receive Award for More than their Losses
Learn More
Jonathan Kurta was able to recover over $9.3 million for a group of defrauded investors. The claims were based upon the brokerage firm’s failure to supervise a stockbroker who stole client funds and then prepared and disseminated fake account statements for decades.

Recent Results

$7.1M

Million

Elderly Victims Recover After a Decade of Fraud
Learn More
Jonathan Kurta represented a group of elderly women who were the victims of a financial crime perpetrated by a rogue broker. The broker utilized forged documents to steal funds from the clients’ accounts over a decade.

Recent Results

$4.2M

Million

Investor vs. Royal Alliance
Learn More
Jonathan Kurta represented an investor who alleged that Royal Alliance Associates had not fulfilled their supervisory duties. This allegedly allowed brokers to engage in conversion and RICO violations. Read a copy of the award here.

Recent Results

$1M

Million

Utah Firm Executed Unnecessary Transaction
Learn More
A FINRA panel sided with Kurta Law and found that a Utah brokerage firm executed unnecessary transactions in order to generate more commissions. Read a copy of the award here.

Recent Results

$2M

Million

Arizona Investors Options Trading Scam
Learn More
Kurta Law negotiated a $2 million settlement on behalf of Arizona investors who were defrauded in an options trading scam.

Categories