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Robert Jones is Facing a Six-Figure Dispute

Robert Jones (CRD #: 4469629), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 16, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Dispute

On June 28, 2024, an investor alleged that Robert Jones failed to follow instructions in 2020 to remove a Power of Attorney from an account. 

The investor is seeking $300,000. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow instructions may violate this rule. 

Background Information 

Robert Jones has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 17 states and is a registered investment adviser in Alabama and Texas. 

During his 22 years of experience, he has registered with two firms: Edward Jones (CRD #: 250) and Wachovia Securities (CRD #: 19616). 

Kurta Law Can Help 

If you worked with Robert Jones and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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