Robert Larsen Allegedly Did Not Consider Investor’s Best Interest

Robert Larsen (CRD #: 1913268), a broker registered with CreativeOne Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on April 23, 2024. Investors may have engaged his services through RSL Financial Management. 

Investor Dispute 

On March 5, 2024, an investor alleged that Robert Larsen did not consider his investor’s best interest when placing monies into an annuity. 

The investor is seeking $112,000. 

Regulation Best Interest

Regulation Best Interest (Reg-BI) is an SEC regulation that requires brokerage firms to put their clients’ best interests first. For example, firms must conduct reasonable due diligence when researching investments to ensure their recommendations are suitable for the investor.

Background Information 

Robert Larsen has passed the following exams: 

• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 10 General Securities Sales Supervisor – General Module Examination 
• Series 9 General Securities Sales Supervisor – Options Module Examination 
• Series 8 General Securities Sales Supervisor Examination (Options Module & General Module) 

He is a registered broker in 14 states. 

Robert Larsen has registered with six firms: 

• CreativeOne Securities (CRD #: 152974) 
• Ameriprise Financial Services (CRD #: 6363) 
• AllState Financial Services (CRD #: 18272) 
• U.S. Bancorp Investments (CRD #: 17868) 
• Charles Schwab & Co. (CRD #: 5393) 
• Banc One Securities Corporation (CRD #: 16999) 

Kurta Law Can Help 

If you have worked with Robert Larsen and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.