Robert Anthony Granieri (CRD #2363949) Has a Civil Disclosure on FINRA BrokerCheck

Robert Anthony Granieri (CRD #2363949) is a broker currently registered with Jane Street Capital, LLC, Jane Street Execution Services, LLC, and Jane Street Options, LLC with a civil disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on April 21, 2026. It reflects one pending civil event. If you invested with Robert Granieri and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Civil Charges

Robert Granieri’s FINRA BrokerCheck report reflects one pending civil disclosure. A summary of the disclosure is below:

According to Robert Granieri’s FINRA BrokerCheck report, on February 23, 2026, Todd R. Snyder, as plan administrator for Terraform Labs Pte. Ltd., related entities, and the Wind Down Trust, filed a civil action in the United States District Court for the Southern District of New York. The complaint names Jane Street Group, LLC, Jane Street Capital, LLC, Bryce Pratt, Robert Granieri, and Michael Huang. It alleges violations of federal securities and commodities laws tied to Terraform crypto tokens. BrokerCheck states the firm believes the complaint is meritless and plans to contest the claims. The matter remains pending.

Rule Summary #1: FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade)

FINRA Rule 2010 requires member firms to observe high standards of commercial honor and just and equitable principles of trade. When a civil case alleges securities-law misconduct, that rule is often part of the broader compliance backdrop.

Rule Summary #2: FINRA Rule 3110 (Supervision)

FINRA Rule 3110 requires firms to maintain a supervisory system that is reasonably designed to achieve compliance with securities laws and FINRA rules. Civil claims involving investment-related conduct can raise questions about how the activity was supervised.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on his FINRA BrokerCheck report, Robert Granieri:

Is currently registered with Jane Street Capital, LLC, Jane Street Execution Services, LLC, and Jane Street Options, LLC.

Has passed the Securities Industry Essentials (SIE) exam. Robert Granieri has also passed Series 24, Series 4, Series 57TO, Series 99TO, Series 55, and Series 7.

Was previously registered with firms that include Jane Street Markets, LLC, Jane Street Specialists, LLC, Jane Street Trading, LLC, and Susquehanna Capital Group.

Kurta Law Can Help

If you have worked with Robert Granieri and you have concerns about his activity, Kurta Law may be able to help you evaluate your legal options. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful resources: Securities Attorney | Securities Fraud Lawyers

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts and explain possible next steps.