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Robert Gevjan is the Subject of an Unauthorized Liquidation Allegation

Robert Gevjan (CRD #: 6205433), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on December 21, 2023. Keep reading if you have questions about his alleged conduct. 

On November 7, 2023, an investor alleged that Robert Gevjan liquidated a Pacific Life annuity without her authorization. The investor is seeking $111,917. 

Unauthorized Securities Transactions 

FINRA Rule 3260 limits discretionary trading by brokers to pre-approved discretionary accounts. These accounts must be approved for discretionary trading by both the client and the firm. Discretionary trading that takes place in an account that has not been approved is unauthorized.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized securities transactions violate this rule. 

Background Information 

Robert Gevjan has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 16 states and is a registered investment adviser in North Carolina and Texas. 

Kurta Law Can Help 

If you have worked with Robert Gevjan and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.