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Robert Friedman Embroiled in Investor Dispute

Feb 22, 2022 Investor Disputes

Robert Friedman (CRD #:2942382), a broker and investment advisor registered with Edward Jones, is involved in an investor dispute, according to his BrokerCheck record, accessed on February 10, 2022.

According to the allegations filed on December 21, 2021, Robert Friedman failed to follow the client’s instruction to edit a stop-limit order, losing a potential gain of $20,000. The client further suspects him of committing fraud. 

The investor is seeking $20,000一the case is still pending. 

FINRA Rule 2010

It is the duty of a broker to execute a customer’s orders in a timely fashion. Failure to follow customer instructions, both as directed and promptly, violates FINRA Rule 2010, which requires all registered members to observe high standards of commercial honor and just principles in their business dealings. 

When a broker fails to follow your instruction and/or execute your order in a timely manner, you may be able to recover your investment losses resulting from the failure to follow your instructions.

Background Information

Robert Friedman has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 31 – Futures Managed Funds Examination
  • Series 7 – General Securities Representative Examination

Robert Friedman is a registered broker in 21 states. He is also a registered investment advisor in Texas and Florida.

Besides Edward Jones, Robert Friedman has also worked with Morgan Stanley DW (CRD#:7556).

Kurta Law Can Help

If you have worked with Robert Friedman and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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