Robert Calamunci Resigns from Wilmington Capital Securities

Robert Calamunci (CRD #: 1618899), a broker formerly registered with Xnergy Financial, resigned from one of his firms, according to his BrokerCheck record, accessed on January 12, 2023. If you have questions about his alleged conduct as a broker, read on.

Resignation from Wilmington Capital Securities

On December 8, 2022, Robert Calamunci was permitted to resign from Wilmington Capital Securities after he allegedly violated the firm’s by failing to disclose his suspension by FINRA.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

FINRA Suspension

On October 20, 2022, Robert Calamunci received a Letter of Suspension alleging that he failed to respond to FINRA requests for information. His suspension took effect on November 28, 2022, and will continue until FINRA receives the requested information or the suspension converts to a bar.

FINRA Rule 9552

FINRA Rule 9552 penalizes members who fail to provide documents, information, or testimony requested by FINRA with a suspension. This suspension converts to a bar if the member fails to request an end to their suspension within three months.

Tax Liens

From 2015-2019, Robert Calamunci was the subject of $149,545.80 in tax liens.

Background Information

Robert Calamunci has passed the following exams:

• Series 63 – Uniform Securities Agent State Law Examination
• Series 65 – Uniform Investment Adviser Law Examination
• Series 52TO – Municipal Securities Representative Examination
• Series 57TO – Securities Trader Exam
• Series 99TO – Operations Professional Examination
• SIE – Securities Industry Essentials Examination
• Series 56 – Proprietary Trader Qualification Examination
• Series 7 – General Securities Representative Examination
• Series 10 – General Securities Sales Supervisor – General Module Examination
• Series 9 – General Securities Sales Supervisor – Options Module Examination
• Series 53 – Municipal Securities Principal Examination
• Series 14 – Compliance Officer Examination
• Series 27 – Financial and Operations Principal Examination
• Series 4 – Registered Options Principal Examination
• Series 24 – General Securities Principal Examination
• Series 8 – General Securities Sales Supervisor Examination (Options Module & General Module)

In the past, he worked for the following firms:

• Xnergy Financial (CRD#:144436)
• NYPPEX (CRD#:47654)
• Opes Bespoke Securities (CRD#:129841)
• Sequoia Investments (CRD#:39341)
• Wilmington Capital Securities (CRD#:133839)
• Wynston Hill Capital (CRD#:103811)
• Emerging Manager Advisors (CRD#:151079)
• Creative Investor Services (CRD#:188)
• Bedrok Securities (CRD#:13134)
• Merger & Acquisition Capital Services (CRD#:135113)
• Independent Brokers (CRD#:136163)
• Empire Asset Management Company (CRD#:143007)
• Nanes, Delorme Capital Management (CRD#:104135)
• Alternative Asset Investment Management Securities (CRD#:135131)
• Seidel & Company (CRD#:42821)
• Opening Night Capital (CRD#:165034)
• Fordham Financial Management (CRD#:20996)
• ITB Securities (CRD#:132665)
• SecureVest Financial Group (CRD#:10100)
• Toussaint Capital Partners (CRD#:130290)
• M.E.S.A. Securities (CRD#:136138)
• Further Lane Securities (CRD#:38162)
• BSG Markets (CRD#:127137)
• First American Securities (CRD#:35841)
• Glen Eagle Advisors (CRD#:124504)
• McCafferty & Company (CRD#:147259)
• Weston International Capital Markets (CRD#:130742)
• Thor Capital (CRD#:45716)
• Spencer Trask Ventures (CRD#:28373)
• Semaza Securities (CRD#:139548)
• Emerging Manager Advisors (CRD#:151079)
• Electronic Access Direct (CRD#:36975)
• Refco Securities (CRD#:14094)
• Utendahl Capital Group (CRD#:113617)
• Utendahl Capital Partners (CRD#:30115)
• E Street Access (CRD#:100320)
• MetLife Securities (CRD#:14251)
• Metropolitan Life Insurance Company (CRD#:4095)

Kurta Law Can Help

If you worked with Robert Calamunci and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.