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Robert Bienvenu Barred by FINRA

By: kurtablogs Author
December 2, 2025 at 11:33am

Robert Bienvenu (CRD #: 7963321) has been barred by FINRA. This disclosure appears on his BrokerCheck record, accessed on December 2, 2025. Keep reading if you have questions regarding his alleged conduct.

Regulatory Action

On October 16, 2025, Robert Bienvenu entered into an Acceptance, Waiver, and Consent agreement (AWC), in which he consented to the findings that he refused to produce information and documents requested by FINRA. The request was made in connection into an investigation into his outside accounts and investments, including investments in purported crypto asset mining companies.

He has no outside businesses reported in his detailed BrokerCheck record.

You can read a copy of the AWC here.

Employment Separation After Allegations

On July 28, 2025, Edward Jones fired Robert Bienvenu following allegations regarding his outside investments.

Outside Business

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval for any outside business.

Background Information

Robert Bienvenu has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7TO General Securities Representative Examination

Kurta Law Can Help

If you worked with Robert Bienvenu and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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