Robert Becker Allegedly Failed to Disclose a Surrender Charge

Robert Becker (CRD #: 847906), a broker registered with Allstate Financial Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 18, 2025. Keep reading if you have questions regarding his alleged conduct.

Investor Dispute

On September 9, 2025, an investor alleged that Robert Becker did not disclose a surrender charge. The investor sought $52,450, but the dispute was denied by the firm.

Investors should know that firms can deny a dispute without any external review. It is still possible to recover funds following a denial.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to disclose a surrender charge may violate this rule.

Misrepresentation

FINRA Rule 2020 prohibits the misrepresentation of investments and the omission of material facts. Material facts include information about an investment’s potential charges, expenses, and surrender fees.

Background Information

Robert Becker has passed the following exams:

• Series 66 – Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination
• Series 6 Investment Company Products / Variable Contracts Representative Examination
• Series 9 General Securities Sales Supervisor – Options Module Examination 
• Series 10 General Securities Sales Supervisor – General Module Examination
• Series 53 Municipal Securities Principal Examination
• Series 24 General Securities Representative Examination 
• Series 8 General Securities Sales Supervisor Examination (Options Module & General Module)
• Series 52TO Municipal Securities Representative Examination
• Series 1 Registered Representative Examination

He is a registered broker in four states and is a registered investment adviser in New Jersey.

Robert Becker has registered with the following firms:

• Allstate Financial Services (CRD #: 18272)
• Allstate Financial Advisors (CRD #: 109524)
• MetLife Securities (CRD #: 14251)
• Metropolitan Life Insurance Company (CRD #: 4095)

Kurta Law Can Help

If you worked with Robert Becker and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.