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Robert Anderson Involved in Investor Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 19, 2025 at 3:18am

Robert Anderson (CRD #: 5235631), a broker registered with MML Investors Services, is the subject of a pending dispute, according to his BrokerCheck record, accessed on July 27, 2025. Read on to learn more about his alleged conduct as a broker.

Investor Dispute

On April 16, 2025, an investor named Robert Anderson in allegations that she was not aware that Robert Anderson would execute certain transactions and that she was not informed about the related taxes. This dispute is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Resignation from NYLIFE Securities

On March 16, 2018, Robert Anderson was permitted to resign from NYLIFE Securities following allegations that he violated firm policy by failing to witness customer signatures on life insurance applications.

Background Information

Robert Anderson has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Combined State Law Examination – Series 66
  • Uniform Securities Agent State Law Examination – Series 63

Robert Anderson is a registered broker in 20 states and a registered investment adviser in Tennessee and Texas.

He has also worked for Eagle Strategies (CRD#:110826) and NYLIFE Securities (CRD#:5167).

Kurta Law Can Help

If you worked with Robert Anderson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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