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Richard Occhiogrosso Fired from JPMorgan Chase Bank

Richard Occhiogrosso (CRD #: 6529715), a broker formerly registered with J.P. Morgan Securities, was fired from JPMorgan Chase Bank, according to his BrokerCheck record, accessed on June 2, 2025. If you want to know more about his alleged conduct as a broker, read on.

Termination from JPMorgan Chase Bank

On February 13, 2025, Richard Occhiogrosso was fired from JPMorgan Chase Bank following allegations that he violated bank policy relating to transactions that did not qualify for a bank incentive credit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Richard Occhiogrosso has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

He previously worked for J.P. Morgan Securities (CRD#:79) and AXA Advisors (CRD#:6627).

Kurta Law Can Help

If you worked with Richard Occhiogrosso and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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