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Richard Haberstroh Fired from Equitable Advisors

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 11, 2025 at 7:30pm

Richard Haberstroh (CRD #: 6873938), a broker formerly registered with Equitable Advisors, was fired from that firm, according to his BrokerCheck record, accessed on August 16, 2025. If you want to know more about his alleged conduct as a broker, read on.

Termination from Equitable Advisors

On July 16, 2025, Richard Haberstroh was fired from Equitable Advisors following allegations that he failed to receive firm approval before advising a non-client with regard to the sale of shares in a company.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Richard Haberstroh has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

He previously worked for Equitable Advisors (CRD#:6627) and Lincoln Financial Advisors (CRD#:3978).

Kurta Law Can Help

If you worked with Richard Haberstroh and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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