Reuben Brown Fired from Edward Jones Following Alleged Violation of Firm Policies

Reuben Brown (CRD #: 7089559), a broker formerly registered with Edward Jones, allegedly violated firm policies, according to his BrokerCheck record, accessed on October 29, 2022. If you want to know more about his conduct as a broker, read on.

Discharge from Edward Jones

On August 25, 2022, Reuben Brown was fired from Edward Jones following alleged concerns that he introduced clients to an investment outside the firm, violating firm policies and FINRA Rule 3280.

FINRA Rule 3280

FINRA Rule 3280 requires brokers to seek approval from their firm before participating in private securities transactions. Selling away, the practice of selling investments not offered by a broker’s firm, is prohibited under this rule.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of Rule 3280 are automatic violations of FINRA Rule 2010. 

Background Information

Reuben Brown has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• Series 7TO – General Securities Representative Examination
• SIE – Securities Industry Essentials Examination

He previously worked for Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Reuben Brown and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.