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Randy Jones Fired by Park Avenue Securities

Randy Jones (CRD #: 5979908), a broker registered with MML Investors Services, was recently terminated by Park Avenue Securities. This is according to his BrokerCheck record, accessed on December 15, 2023. Details regarding his termination are provided below. 

On October 30, 2023, Park Avenue Securities terminated Randy Jones following allegations that he violated the firm’s policies regarding outside business activities and communications with the public. 

Communications with the Public

FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public. Firms must approve retail communications before their publication, and some communications must be filed with FINRA’s Advertising Regulation Department.

Outside Businesses

FINRA Rule 3270 requires brokers to disclose to their firm any business activities they engage in outside of their work with their firm, including any compensation they expect to receive.

Randy Jones has the following outside businesses listed on his detailed BrokerCheck record

  1. The Synergy Consortium: Life Coach 
  2. Reston Chamber of Commerce 
  3. Northern Virginia Food Rescue 
  4. Outside Insurance Sales: Life, Disability, Long-Term Care, Fixed Annuities, Health 
  5. Peace Home Lending
  6. Motivational Speaking

Background Information 

Randy Jones has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered investment adviser and broker in Virginia. He is also a registered broker in D.C. 

During his ten years of experience, Randy Jones has registered with three firms: 

  • MML Investors Services (CRD #: 10409) 
  • Park Avenue Securities (CRD #: 46173) 
  • Northwestern Mutual Investment Services (CRD #: 2881) 

Kurta Law Can Help 

If you have worked with Randy Jones and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.