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MWA Financial Services Fired Randy Canales

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 1, 2025 at 9:49pm

Randy Canales (CRD #: 2831981) has been terminated from MWA Financial Services. This termination appears on his BrokerCheck record, accessed on September 1, 2025. Keep reading if you have questions concerning his alleged conduct. 

Employment Separation After Allegations 

On June 30, 2025, MWA Financial Services fired Randy Canales following allegations that he notarized documents without a valid notary commission. A concurrent review allegedly found he had not disclosed an outside activity.  

Outside Business Activities 

Randy Canales has various insurance companies listed in his detailed BrokerCheck report. 

FINRA Rule 3270 – Outside Business and Selling Away

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval for any outside business.

Background Information 

Randy Canales has registered with the following firms: 

  • Packerland Brokerage Services (CRD #: 37031) 
  • MWA Financial Services (CRD #: 112630) 

Kurta Law Can Help

If you worked with Randy Canales and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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