Randall Barkhurst is the Subject of a Half-Million Dollar Dispute

Randall Barkhurst (CRD #: 2104888), a broker registered with Pruco Securities, is the subject of an investor dispute, according to his BrokerCheck record, accessed on September 19, 2023. Keep reading if you have questions about his alleged conduct. 

On July 26, 2023, an investor named Randall Barkhurst in a dispute involving life insurance and premium flexibility. The investor is seeking $500,000 but the dispute was denied by the firm. Investors should know, however, that firms can deny disputes without any external review. Following a denial, investors may still be able to recover their funds via FINRA arbitration.

On July 19, 2017, an investor alleged that Randall Barkhurst did not fully disclose all the facts regarding the duration of premium payments. This dispute was also denied. 

FINRA Rule 2020

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The omission of material facts regarding premiums violates this rule.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to disclose facts may violate this rule. 

Background Information 

Randall Barkhurst has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in eight states and is a registered investment adviser in Texas. 

During his 32 years of experience, Randall Barkhurst has registered with the following firms: 

• Pruco Securities (CRD #: 5685) 
• Prudential Financial Planning Services (CRD #: 5685) 
• The Prudential Insurance Company of America (CRD #: 680) 

Kurta Law Can Help

If you worked with Randall Barkhurst and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.