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Peter Hirsh Fired from Aegis Capital Corporation

Peter Hirsh (CRD #: 1226203), a broker registered with Alliance Global Partners, was fired from his previous firm, according to his BrokerCheck record, accessed on April 13, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Termination from Aegis Capital Corporation

On January 27, 2023, Peter Hirsh was fired from Aegis Capital Corporation after allegedly refusing to allow the firm to access certain books and records he maintained, and by soliciting clients to leave the firm and open accounts at his next firm.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Peter Hirsh has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Peter Hirsh is a registered broker in six states and a registered investment adviser in New Jersey and New York.

He has also worked for the following firms:

  • Aegis Capital Corporation (CRD#:15007)
  • Janney Montgomery Scott (CRD#:463)
  • Oppenheimer & Company (CRD#:249)
  • Advest (CRD#:10)
  • Prudential Securities (CRD#:7471)
  • Oppenheimer & Company (CRD#:630)
  • Lehman Brothers (CRD#:7506)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)

Kurta Law Can Help

If you worked with Peter Hirsh and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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