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Paul Strong is Facing Investor Allegations

Paul Strong (CRD #: 2655440), a broker registered with Ameriprise Financial Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on April 17, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On December 11, 2023, an investor alleged that Paul Strong made bond purchases in 2021 instead of the requested stock purchases. The dispute was denied by the firm, but investors should know that firms can deny disputes without any external review. Investors can still recover their losses following a dispute. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow investor instructions may violate this rule. 

Background Information 

Paul Strong has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 27 states and is a registered investment adviser in Florida and Texas. 

During his 28 years of experience, Paul Strong has registered with four firms: 

  • Ameriprise Financial Services (CRD #: 6363) 
  • Morgan Stanley (CRD #: 149777) 
  • Morgan Stanley & Co. Incorporated (CRD #: 8209)
  • Morgan Stanley (CRD #: 7556) 

Kurta Law Can Help 

If you have worked with Paul Strong and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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