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Investors Allege Paul Jansen Failed to Fully Inform Them

Paul Jansen (CRD #: 5721940), a broker registered with Edward Jones, allegedly omitted information in his communications with clients, according to his BrokerCheck record, accessed on August 20, 2022. If you have questions about Paul Jansen’s conduct as a broker, keep reading.

Investor Dispute

On May 9, 2022, multiple investors filed a dispute against Paul Jansen and his firm, Edward Jones, alleging that they failed to fully inform the clients of matters concerning insurance investments from approximately December 2016 through January 2018.

The clients further allege that Paul Jansen and Edward Jones acted against their wishes. They seek $176,417.66 in damages in this pending dispute.

FINRA Rules 2020 and 2010

FINRA Rule 2020 prohibits the use of deception, manipulation, and other fraudulent means of influencing investors’ decisions. This includes the omission or misrepresentation of material facts related to investments, such as their limitations, requirements, or risks.

Failure to follow clients’ instructions violates FINRA Rule 2010, which requires brokers to uphold high standards of professional honor and ethical behavior.

Background Information

Paul Jansen has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination 

Paul Jansen is a registered broker in 27 states and a registered investment adviser in Illinois and Texas.

Kurta Law Can Help

If you worked with Paul Jansen and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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