Paul Good is the Subject of an Annuity Dispute

Paul Good (CRD #: 5579360), a broker registered with Cambridge Investment Research, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on September 11, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On June 11, 2025, an investor alleged that Paul Good made an annuity purchase and a subsequent exchange that was not in her best interest, resulting in market loss and loss of a death benefit. 

Regulation Best Interest

Regulation Best Interest (Reg-BI) is an SEC regulation that requires brokerage firms to put their clients’ best interests first. For example, firms must conduct reasonable due diligence when researching investments to ensure their recommendations are suitable for the investor.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of Regulation Best Interest also violate this rule. 

Background Information 

Paul Good has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination
• Series 6 Investment Company Products/ Variable Contracts Representative Examination 

He is a registered broker and investment adviser in Tennessee and Alabama. 

Paul Good has registered with seven firms: 

• Cambridge Investment Research (CRD #: 39543) 
• Cambridge Investment Research Advisors (CRD #: 134139) 
• LPL Financial (CRD #: 6413) 
• Ameriprise Financial Services (CRD #: 6363) 
• Investment Professionals (CRD #: 30184) 
• MML Investors Services (CRD #: 10409) 
• MSI Financial Services (CRD #: 14251) 

Kurta Law Can Help

If you worked with Paul Good and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.