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Pamela Bradley Resigns from Cambridge Investment Research

Dec 1, 2021 Employment

Pamela Bradley (CRD #: 5374038), a former registered broker, recently resigned from her position at Cambridge Investment Research, according to her BrokerCheck record, accessed on November 17, 2021.  

Pamela Bradley’s Resignation Details  

On August 10, 2021, Pamela Bradley voluntarily resigned from Cambridge Investment Research following allegations that she reused client signatures from previously signed client forms without client knowledge. Reusing client signatures is a violation of FINRA Rule 2010, which states that brokers must “observe high standards of commercial honor and just and equitable principles of trade.”   

Background Information 

Pamela Bradley has passed the following exams: 

  • Series 63 - Uniform Securities Agent State Law Examination 
  • SIE - Securities Industry Essentials Examination 
  • Series 6 - Investment Company Products/Variable Contracts Representative Examination 

She has also worked with Sagepoint Financial (CRD#:133763). 

Kurta Law Can Help 

If you have suffered losses after working with Pamela Bradley, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Reach out today to start the process to recover your investment losses.