Pamela Bradley Resigns from Cambridge Investment Research
Pamela Bradley (CRD #: 5374038), a former registered broker, recently resigned from her position at Cambridge Investment Research, according to her BrokerCheck record, accessed on November 17, 2021.
Pamela Bradley’s Resignation Details
On August 10, 2021, Pamela Bradley voluntarily resigned from Cambridge Investment Research following allegations that she reused client signatures from previously signed client forms without client knowledge. Reusing client signatures is a violation of FINRA Rule 2010, which states that brokers must “observe high standards of commercial honor and just and equitable principles of trade.”
Pamela Bradley has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
She has also worked with Sagepoint Financial (CRD#:133763).
Kurta Law Can Help
If you have suffered losses after working with Pamela Bradley, don’t hesitate to contact us today at 877-600-0098 or email@example.com for a free consultation.
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