Norman Fuchs Permitted to Resign from Hapi

Norman Fuchs (CRD #: 721017), a broker formerly registered with Hapi, resigned from that firm following allegations of misconduct, according to his BrokerCheck record, accessed on July 5, 2025. If you want to know more about his alleged conduct as a broker, keep reading.

Resignation from Hapi

On April 25, 2025, Norman Fuchs was permitted to resign from brokerage and trading platform Hapi following allegations that he failed to adhere to industry standards of conduct.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Norman Fuchs has passed the following exams:

• Compliance Officer Examination – Series 14

• Financial and Operations Principal Examination – Series 27

• Registered Options Principal Examination – Series 4

• General Securities Principal Examination – Series 24

• Limited Representative-Private Securities Offerings – Series 82TO

• Operations Professional Examination – Series 99TO

• Securities Industry Essentials Examination – SIE

• Research Analyst Exam – Part II Regulations Module – Series 87

• General Securities Representative Examination – Series 7

• Uniform Investment Adviser Law Examination – Series 65

• Uniform Securities Agent State Law Examination – Series 63

He has worked for 15 firms in the past, including:

• Hapi (CRD#:311868) 

• Planner Securities (CRD#:36866)

• Hamershlag Sulzberger Borg Capital Markets (CRD#:103460)

• Americas Executions (CRD#:140345)

• National Securities Corporation (CRD#:7569)

• Oldfield Capital Group (CRD#:159498)

• Primary Capital (CRD#:127921)

• American Union Securities (CRD#:131305)

• Source Capital Group (CRD#:36719)

• M. H. Meyerson & Company (CRD#:540)

Kurta Law Can Help

If you worked with Norman Fuchs and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.