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Nickolas Geiser Fired by Wells Fargo Clearing Services

Aug 18, 2023 Fired Brokers

Nickolas Geiser (CRD #: 7514469) has been terminated by Wells Fargo Clearing Services following firm allegations and an arrest. This disclosure appears in his BrokerCheck record, accessed on August 7, 2023. Details are provided below.

On June 5, 2023, Wells Fargo Clearing Services fired Nickolas Geiser following allegations that he failed to disclose an arrest to his firm. 

According to a disclosure filed on March 14, 2023, Nickolas Geiser was arrested following allegations that he used a credit card without authorization. FINRA Rule 4530 requires brokers to report any criminal complaint. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 4530 may violate Rule 2010. 

Background Information 

Nickolas Geiser has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

He has only registered with Wells Fargo Clearing Services. 

Kurta Law Can Help

If you worked with Nickolas Geiser and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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