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Nicholas Coubrough Barred by FINRA

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 3, 2025 at 7:38pm

Nicholas Coubrough (CRD #: 4678755) has been barred by FINRA following his termination from Jefferies LLC. These disclosures appear on his BrokerCheck record, accessed on September 3, 2025. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On November 1, 2024, Jefferies LLC terminated Nicholas Coubrough following allegations that he sought improper payments from his team in exchange for not disclosing that they were engaging in off-channel business communications and engaged in and deleted off-channel business communications. 

Regulatory Action 

On June 30, 2025, FINRA barred Nicholas Coubrough following his termination from Jefferies LLC. You can read a copy of the bar here. 

FINRA Rule 4511

FINRA Rule 4511 requires firms to keep accurate and up-to-date books and records.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information 

Nicholas Coubrough has registered with the following firms: 

  • Jefferies (CRD #: 2347) 
  • Wells Fargo Clearing Services (CRD #: 19616) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 
  • Wachovia Securities (CRD #: 19616) 

Kurta Law Can Help

If you worked with Nicholas Coubrough and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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