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Molly Vannier Named in Dispute Alleging Improper Disbursement

Molly Vannier (CRD #: 5003363), a broker registered with Edward Jones, is involved in a pending dispute, according to her BrokerCheck record, accessed on January 26, 2023. Keep reading if you want to know more about her alleged conduct as a broker.

Investor Dispute

On November 15, 2022, Molly Vannier was named in a dispute alleging she and other defendants failed to properly disburse a deceased client’s accounts by permitting a disbursement to an individual who was not the proper beneficiary on September 27, 2021.

The plaintiff seeks $55,000 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Molly Vannier has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Molly Vannier is a registered broker in 20 states and a registered investment adviser in South Carolina.

Kurta Law Can Help

If you worked with Molly Vannier and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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