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Minesh Amin Voluntarily Resigned from Wells Fargo

Minesh Amin (CRD #: 5654497) has voluntarily resigned from Wells Fargo Clearing Services. This disclosure appears in his BrokerCheck record, accessed on September 8, 2023. Keep reading if you have questions about his alleged conduct. 

As of July 20, 2023, Minesh Amin is no longer registered with Wells Fargo Clearing Services. This follows allegations that he executed a trade without reconfirming with a client at the time of order entry. During the course of a review, Minesh Amin voluntarily resigned. He is now registered with Morgan Stanley. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to reconfirm a trade with a customer may violate this rule. 

Background Information 

Minesh Amin has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 13 states and is a registered investment adviser in Texas and Georgia. 

Minesh Amin has registered with the following firms: 

  • Morgan Stanley (CRD #: 149777) 
  • Wells Fargo Clearing Services (CRD #: 19616) 
  • BB&T Securities (CRD #: 142785) 
  • BB&T Investment Services (CRD #: 33856) 
  • Edward Jones (CRD #: 250) 

Kurta Law Can Help

If you worked with Minesh Amin and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. The firm only earns a fee if our securities attorneys recover money on your behalf.

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