Mike Kinney No Longer Registered with Invicta Capital

Mike Kinney (CRD #: 3160774), a broker registered with Nexpoint Securities, was permitted to resign by Invicta Capital. This disclosure appears on his BrokerCheck record, accessed on November 30, 2025. Keep reading if you have questions regarding his alleged conduct.

Employment Separation After Allegations

On August 4, 2025, Nexpoint Securities permitted Mike Kinney to resign following allegations that he entered into a contract for an equity raise outside of his business/dealer firm.

Mike Kinney’s detailed BrokerCheck record lists fundraising for Capital Group as one of his outside businesses.

Outside Business and Selling Away

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval for any outside business.

Background Information

Mike Kinney has passed the following exams:

• Series 66 Uniform Combined State Law Examination
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination

He is a registered broker in six states.

During his 21 years of experience, Mike Kinney has registered with 14 firms. These are the five most recent:

• Nexpoint Securities (CRD #: 165013)
• Invicta Advisors (CRD #: 298868)
• Invicta Capital (CRD #: 288101)
• Commongood Securities (CRD #: 289317)
• Northland Asset Management (CRD #: 40258)

Kurta Law Can Help

If you worked with Mike Kinney and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.