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Mickey Zayas Incurs Civil Lien

Mickey Zayas (CRD #: 5857177), a broker registered with Wells Fargo Clearing Services, has incurred a civil lien, according to his BrokerCheck record, accessed on May 15, 2025. Investors may have also worked with him through Wells Fargo Advisors. Keep reading for more information.

Civil Lien

On February 26, 2025, Miguel Zayas incurred a $1,424.94 civil lien.

Background Information

Mickey Zayas has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

Mickey Zayas is a registered broker in Maryland, Virginia, and the District of Columbia. He is also a registered investment adviser in Maryland.

Kurta Law Can Help

If you worked with Mickey Zayas and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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