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Michelle Adel Permitted to Resign from First Citizens Investor Services

Michelle Adel (CRD #: 5239931), a broker formerly registered with First Citizens Investor Services, was recently permitted to resign from the firm, according to her BrokerCheck record, accessed on March 13, 2023. Keep reading if you want to know more about her alleged conduct as a broker.

Resignation from First Citizens Investor Services

On February 8, 2023, Michelle Adel was permitted to resign from First Citizens Investor Services after allegedly keeping outside accounts at another financial institution without the firm’s written consent.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Michelle Adel has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

She has also worked for the following firms:

  • First Citizens Investor Services (CRD#:44430)
  • M&T Securities (CRD#:17358)
  • HSBC Securities (USA) (CRD#:19585)

Kurta Law Can Help

If you worked with Michelle Adel and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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