Michael Stewart Involved in Investor Dispute

Michael Stewart (CRD #: 5190006), a broker registered with Wells Fargo Advisors Financial Network, is involved in an investor dispute, according to his BrokerCheck record, accessed on November 19, 2024. Investors may have also engaged his services through Wells Fargo Advisors. Read on to learn more about his alleged conduct as a broker.

Investor Dispute

On October 1, 2024, an investor named Michael Stewart in a dispute alleging that they were charged management fees instead of commissions, which would have been more appropriate. The client alleged that this occurred between November 17, 2024, and the date of dispute filing.

They seek $139,097.80 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Michael Stewart has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination

Michael Stewart is a registered broker in 32 states and the District of Columbia. He is also a registered investment adviser in Florida and Texas.

He has also worked for Wells Fargo Advisors (CRD#:19616) and Wells Fargo Clearing Services (CRD#:19616).

Kurta Law Can Help

If you worked with Michael Stewart and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.