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Michael Kazmer Resigns from Wells Fargo Advisors Financial Network

Michael Kazmer (CRD #: 1448812), a broker registered with LPL Financial, resigned from his previous firm, according to his BrokerCheck record, accessed on May 25, 2025. If you want to know more about his alleged conduct as a broker, read on.

Resignation from Wells Fargo Advisors Financial Network

On February 24, 2025, Michael Kazmer resigned from Wells Fargo Advisors Financial Network. The firm was allegedly reviewing his possible use of an unapproved communication channel.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Michael Kazmer has passed the following exams:

  • General Securities Principal Examination – Series 24
  • Securities Industry Essentials Examination – SIE
  • National Commodity Futures Examination – Series 3
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66
  • Uniform Securities Agent State Law Examination – Series 63

Michael Kazmer is a registered broker in 21 states and the District of Columbia. He is also a registered investment adviser in California and Texas.

He has also worked for the following firms:

  • Wells Fargo Advisors Financial Network (CRD#:11025)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)
  • Banc of America Investment Services (CRD#:16361)
  • Banc of America Securities (CRD#:26091)
  • Nationsbanc Montgomery Securities (CRD#:26091)
  • BancAmerica Securities (CRD#:17977)
  • BA Investment Services (CRD#:12965)
  • GNA Securities (CRD#:10465)
  • Prudential-Bache Securities (CRD#:7471)
  • Oppenheimer & Company (CRD#:630)
  • E. F. Hutton & Company (CRD#:235)

Kurta Law Can Help

If you worked with Michael Kazmer and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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