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Michael Gunn Voluntarily Resigned from J.P. Morgan Chase Bank

Michael Gunn (CRD #: 7462752) voluntarily resigned from JP Morgan Chase Bank following allegations. This disclosure appears on his BrokerCheck record, accessed on September 13, 2024. Details concerning this dispute are provided below. 

Employment Separation After Allegations 

Michael Gunn voluntarily resigned from JP Morgan Chase Bank following an internal review after allegations that he entered inaccurate information into an internal system indicating that a customer was present for a transaction. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Entering inaccurate information into an internal system may violate this rule. 

Background Information 

Michael Gunn has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

Kurta Law Can Help 

If you worked with Michael Gunn and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

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