Michael Gisleson: Did Unsuitable Recommendations Lead to Losses?
Michael Gisleson (CRD #: 3242487), a broker registered with Pruco Securities, is involved in an investor dispute, according to his BrokerCheck record, accessed on August 25, 2021.
On June 25, 2021, an investor alleged that Michael Gisleson did not fully disclose all the facts regarding certain investment objectives. They further alleged that Michael Gisleson recommended unsuitable investments. The dispute was denied by the firm, but denials do not mean a regulator has reviewed the dispute. Denials simply indicate that the firm denies their representative engaged in misconduct. Investors can still recover their losses following a denial.
Michael Gisleson Background Information
Michael Gisleson has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 6 Investment Company Products / Variable Contracts Representative Examination
He is a registered broker in 18 states and is a registered investment adviser Connecticut.
Michael Gisleson has worked with the following firms: Pruco Securities (CRD #: 5685) and Prudential Financial Planning Services (CRD #: 5685).
Kurta Law Can Help
If you worked with Michael Gisleson and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email firstname.lastname@example.org.