Victim of Financial Fraud? Call Now
Home » Broker Blog » Michael Fielder Permitted to Resign from Arvest Wealth Management

Michael Fielder Permitted to Resign from Arvest Wealth Management

Michael Fielder (CRD #: 5134860) has been permitted to resign by Arvest Wealth Management, according to his BrokerCheck record, accessed on February 7, 2022. Investors should keep reading if they have any concerns regarding Michael Fielder’s conduct as a broker.

On December 6, 2021, Michael Fielder was permitted to resign from Arvest Wealth Management. The firm alleged it had conducted an internal review into whether Michael Fielder obtained a signed, blank insurance disclosure form. He then allegedly completed the form and submitted it for processing. FINRA Rule 2010 requires brokers to observe high standards of commercial honor and just and equitable principles of trade.

Background Information

Michael Fielder has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 General Securities Representatives Examination
  • Series 6 Investment Company Products / Variable Contracts Representative Examination

He has worked with the following firms:

  • MetLife Securities (CRD #: 14251)
  • Metropolitan Life Insurance Company (CRD #: 4095)

Kurta Law Can Help

If you have worked with Michael Fielder and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated on behalf of investors who have lost money following broker fraud or misconduct. Kurta Law is a nationally recognized law firm and exclusively represents investors on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Our attorneys will work tirelessly to restore your lost funds and get your financial future back on track.  

Recent Results

$16.75M

Million

Recovery for ARC NYC REIT Investors
Learn More
Kurta Law recovered millions of dollars for investors who purchased the speculative and unsuitable ARC NYC REIT. The arbitration settled for substantially more than the investor losses.

Recent Results

$9.3M

Million

Investors Receive Award for More than their Losses
Learn More
Jonathan Kurta was able to recover over $9.3 million for a group of defrauded investors. The claims were based upon the brokerage firm’s failure to supervise a stockbroker who stole client funds and then prepared and disseminated fake account statements for decades.

Recent Results

$7.1M

Million

Elderly Victims Recover After a Decade of Fraud
Learn More
Jonathan Kurta represented a group of elderly women who were the victims of a financial crime perpetrated by a rogue broker. The broker utilized forged documents to steal funds from the clients’ accounts over a decade.

Recent Results

$4.2M

Million

Investor vs. Royal Alliance
Learn More
Jonathan Kurta represented an investor who alleged that Royal Alliance Associates had not fulfilled their supervisory duties. This allegedly allowed brokers to engage in conversion and RICO violations. Read a copy of the award here.

Recent Results

$1M

Million

Utah Firm Executed Unnecessary Transaction
Learn More
A FINRA panel sided with Kurta Law and found that a Utah brokerage firm executed unnecessary transactions in order to generate more commissions. Read a copy of the award here.

Recent Results

$2M

Million

Arizona Investors Options Trading Scam
Learn More
Kurta Law negotiated a $2 million settlement on behalf of Arizona investors who were defrauded in an options trading scam.

Categories