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Michael Brickman Voluntarily Resigned from Pruco Securities

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 9, 2023 at 1:21am

Michael Brickman (CRD #: 4042866) has voluntarily resigned from Pruco Securities following allegations. This disclosure appears on his BrokerCheck record, accessed on September 8, 2023. Keep reading for more details. 

On July 19, 2023, an investor voluntarily resigned from Pruco Securities following allegations that Michael Brickman accepted personal checks from a client. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Accepting personal checks from a client may violate this rule. 

Background Information 

Michael Brickman has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Securities Industry Essentials Examination 
  • Series 6 Investment Company Products/ Variable Contracts Representative Examination 
  • Series 26 Investment Company Products / Variable Contracts Principal Examination 

Michael Brickman has registered with the following firms during his 13 years of experience in the securities industry:

  • Pruco Securities (CRD #: 5685) 
  • Hartford Equity Sales Company (CRD #: 6604) 
  • Jackson National Life Distributors (CRD #: 40178) 
  • Lincoln Investment Planning (CRD #: 519) 
  • Prime Capital Services (CRD #: 18334)
  • Walnut Street Securities (CRD #: 15840)
  • Nathan & Lewis Securities (CRD #: 8503) 

Kurta Law Can Help

If you worked with Michael Brickman and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. The firm only earns a fee if our securities attorneys recover money on your behalf.

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