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Melinda Aguirre Subject of California Regulatory Action

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 8, 2025 at 7:11pm

Melinda Aguirre (CRD #: 5311857), a broker registered with PFS Investments, was the subject of a state regulatory action, according to her BrokerCheck record, accessed on July 19, 2025. Read on if you have questions about her alleged conduct as a broker.

California Regulatory Action

On April 23, 2025, the Commissioner of the California Department of Financial Protection and Innovation entered into a consent agreement and issued an order against Melinda Aguirre, alleging that she failed to disclose the denial of her 2004 insurance application in California. Melinda Aguirre was subject to 12 months probation.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Melinda Aguirre has passed the following exams:

  • Investment Company Products/Variable Contracts Principal Examination – Series 26

  • Securities Industry Essentials Examination – SIE

  • Investment Company Products/Variable Contracts Representative Examination – Series 6

  • Uniform Securities Agent State Law Examination – Series 63

Melinda Aguirre is a registered broker in California.

Kurta Law Can Help

If you worked with Melinda Aguirre and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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