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Megan Schneider Allegedly Did Not Properly Managed Accounts

Megan Schneider (CRD #: 4458332), a broker registered with Geneos Wealth Management, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on November 27, 2023. Investors may have engaged her services through Hurley Financial Group.

On September 29, 2023, investors alleged that Megan Schneider did not properly manage accounts and asserted various causes of action based on her management. The investor is seeking $519,475. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to properly manage accounts may violate this rule. 

Background Information

Megan Schneider has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

She is a registered broker in Arizona, California, Colorado, Idaho, and Washington. She is registered as both a broker and an investment adviser in Oregon. 

During her 21 years of experience, she has worked with four firms: 

  • Geneos Wealth Management (CRD #: 120894) 
  • Hurley Financial Group (CRD #: 108983) 
  • AIG Financial Advisors (CRD #: 133763) 
  • SunAmerica Securities (CRD #: 20068) 

Kurta Law Can Help 

If you have worked with Megan Schneider and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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