Yonglin Ren (CRD #5210376) is a broker with disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on March 24, 2026. It reflects three regulatory […]
William Joseph Garity Medina (CRD #2744961) is a broker with a customer dispute disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on March 26, […]
WILLIAM GEORGE WHITELEY (CRD #6617589) was previously registered as a broker. We reviewed his BrokerCheck report on March 24, 2026. It reflects one customer dispute. […]
William Brian Candler (CRD #2802438) is currently registered and has a regulatory disclosure and a pending customer dispute on FINRA BrokerCheck. We reviewed his BrokerCheck […]
William Baquet (CRD #1332676) is a broker with disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on March 26, 2026. It reflects two regulatory […]
Vince Lagatta (CRD #3098611) is a broker with customer dispute disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on March 24, 2026. It reflects […]
Stewart Ginn (CRD #4503197) is currently registered with Independent Financial Group, LLC and has disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on March […]
Steven Louis Schlenker (CRD #7116686) was previously registered as a broker. We reviewed his BrokerCheck report on March 25, 2026. It reflects one employment separation […]
Sharmaine Abenes Abenoja (CRD #7362106) was previously registered with EMPOWER FINANCIAL SERVICES, INC. and has disclosures on FINRA BrokerCheck. We reviewed the BrokerCheck report on […]
Scott Bradley Swinchock (CRD #5787071) is a broker with a customer dispute on FINRA BrokerCheck. We reviewed his BrokerCheck report on March 25, 2026. It […]
