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Matthew Siegel Subject of Investor Dispute

Matthew Siegel (CRD #: 4247247), a broker registered with Commonwealth Financial Network, is involved in an investor dispute, according to his BrokerCheck record, accessed on April 14, 2022. Keep reading for more detail on this six-figure dispute.

According to the allegations filed on December 20, 2021, the investor alleged that Matthew Siegel was responsible for a retirement account remaining in cash for more than two years. The investor sought $240,000 but the dispute was denied. Investors should know that firms can deny disputes without an external review—investors can still recover their losses following a denial.

Background Information

Matthew Siegel has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination
  • Series 24 General Securities Principal Examination

He is a registered broker in 23 states and a registered investment adviser in New Jersey.

Matthew Siegel has worked for the following firms:

  • Commonwealth Financial Network (CRD #: 8032)
  • AXA Advisors (CRD #: 6627)

Kurta Law Can Help

If you worked with Matthew Siegel and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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