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Matthew Pyatt Allegedly Failed to Invest Client in Agreed-Upon Funds

Matthew Pyatt (CRD #: 6673922), a broker registered with Edward Jones, was recently the subject of an investor dispute, according to his BrokerCheck record, accessed on March 8, 2023. If you want to know more about his alleged conduct as a broker, keep reading.

Investor Dispute

In a dispute filed on December 13, 2022, an investor alleged that Matthew Pyatt failed to invest him in the funds he had agreed to. This dispute was denied by the firm.

Investors should be aware, however, that firms don’t need to allow an outside review before denying a dispute. Investors may be able to recover their losses by pursuing FINRA arbitration after a denial.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to invest funds per an agreement may violate this rule. 

Background Information

Matthew Pyatt has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Matthew Pyatt is a registered broker in 32 states and a registered investment adviser in Illinois and Texas.

Kurta Law Can Help

If you worked with Matthew Pyatt and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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