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Edward Jones Fires Matthew Mierzycki for Allegedly Violating Firm Policy

Jan 14, 2022 Fired Brokers

Matthew Mierzycki (CRD #:6102769), a broker registered with Ameriprise Financial Services, was recently fired by Edward Jones according to his  Brokercheck Record, accessed on January 5, 2021. Review details of his termination are below.  

Termination Details 

On October 28, 2021, Edward Jones fired Matthew Mierzycki after he allegedly violated firm policy regarding discretionary orders. FINRA Rule 3260 states that brokers must have a customer’s authorization to execute a securities transaction unless an account has been approved for discretionary trading, both by the customer and the brokerage firm.  

Background Information 

Matthew Mierzycki has passed the following exams: 

  • Series 66 - Uniform Combined State Law Examination 
  • SIE - Securities Industry Essentials Examination 
  • Series 7 - General Securities Representative Examination 

He is a registered broker in four states. He is also a registered investment analyst in Texas and California. 

Besides Ameriprise Financial Services and Edward Jones, Matthew Mierzycki has not worked with any other firm.  

Kurta Law Can Help 

If you have been victimized after working with Matthew Mierzycki, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.