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Mary Vegh Resigns from Edward Jones

Jul 18, 2023 Employment

Mary Vegh (CRD #: 6274962), a broker registered with LPL Financial, resigned from her previous firm, according to her BrokerCheck record, accessed on July 12, 2023. Keep reading if you want to know more about her alleged conduct as a broker.

Resignation from Edward Jones

On May 8, 2023, Mary Vegh resigned from Edward Jones while allegedly under review by the firm. This review allegedly concerned branch messaging policies and recommendations Mary Vegh made in Employee Retirement Income Security Act (ERISA) and non-ERISA accounts.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Mary Vegh has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Mary Vegh is a registered broker in 12 states and a registered investment adviser in Indiana.

She has also worked for Edward Jones (CRD#:250) and Wells Fargo Advisors (CRD#:19616).

Kurta Law Can Help

If you worked with Mary Vegh and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.