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Martha Frost Fired from Horace Mann Investors Over Alleged Misconduct

Martha Frost (CRD #: 2185635), a broker formerly registered with Horace Mann Investors, was fired from that firm following alleged misconduct, according to her BrokerCheck record, accessed on July 12, 2023. Keep reading if you have questions about her alleged conduct as a broker.

Termination from Horace Mann Investors

On May 10, 2023, Martha Frost was fired from Horace Mann Investors after allegedly failing to provide clients with required disclosures.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

FINRA Rule 2020

FINRA Rule 2020 prohibits the use of manipulative, deceptive, or otherwise fraudulent tactics to influence the purchase and sale of securities. This includes the misrepresentation or omission of information, such as an investment’s potential risks, fees, or limitations.

Background Information

Martha Frost has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

She previously worked for Horace Mann Investors (CRD#:11643).

Kurta Law Can Help

If you worked with Martha Frost and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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