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Fidelity Brokerage Services Fires Mark Pfohl After Allegedly Failing to Maintain Accurate Firm Records

Mark Pfohl (CRD #7315423), was recently fired by Fidelity Brokerage Services according to his BrokerCheck record, accessed on March 24, 2022. 

Termination Details

On December 21, 2021, Fidelity Brokerage Services fired Mark Pfohl after allegedly inaccurately reflecting time worked on internal company timesheets.

Background Information

Mark Pfohl has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

Besides Fidelity Brokerage Services, he has not worked with any other firm.

Kurta Law Can Help

If you lost money while working with Mark Pfohl, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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