Mark Paverman is the Subject of an Investor Dispute
Mark Paverman (CRD #: 1046105), a broker registered with Behive Trading, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 30, 2025. Keep reading if you have questions regarding his alleged conduct.
Regulatory Action
On August 28, 2025, Mark Paverman became the subject of a FINRA complaint alleging that as Chief Compliance Officer of Synapse Brokerage, he caused the firm to fail to preserve required books and records. He allegedly failed to preserve email communications for three of the eight persons associated with Synapse Brokerage.
Synapse Brokerage is facing a ledger dispute with an associated bank. It is the subsidiary of Synapse Fi, which has filed for bankruptcy. Allegedly, many Synapse Brokerage customers cannot access their funds. FINRA has expelled Synapse Brokerage.
Mark Paverman allegedly provided false information to FINRA in an undertaking related to the firm’s access to its books and records. He allegedly inaccurately informed FINRA that he had independent access to the firm’s books and records.
You can read a copy of the Complaint here.
High Standards of Commercial Honor
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to preserve books and records may violate this rule.
Background Information
Mark Paverman has passed the following exams:
- Series 9 General Securities Sales Supervisor – Options Module Examination
- Series 10 General Securities Sales Supervisor – General Module Examination
- Series 14 Compliance Officer Examination
- Series 24 General Securities Principal Examination
- Series 4 Registered Options Principal Examination
- Series 8 General Securities Sales Supervisor Examination (Options Module & General Module)
- Series 82TO Limited Representative-Private Securities Offerings
- Series 99TO Operations Professional Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 63 Uniform Securities Agent State Law Examination
Mark Paverman has registered with the following firms since Synapse Brokerage:
- All Options (CRD #: 324086)
- Kadenwood Capital (CRD #: 140203)
- Crush Securities (CRD #: 316407)
- Bamboo Securities (CRD #: 318434)
- Collage Venture Partners (CRD #: 316063)
- Marco Polo Securities (CRD #: 46561)
- Captivex Securities (CRD #: 332134)
Kurta Law Can Help
If you worked with Mark Paverman and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.
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