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Mark Landis Fired by Equitable Advisors

Mark Landis (CRD #: 2202797) has been fired by Equitable Advisors. This is according to his BrokerCheck record, accessed on July 29, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On July 9, 2024, Equitable Advisors terminated Mark Landis following allegations of a signature irregularity on a state insurance notice of replacement form. 

Investor Allegations

On May 8, 2024, an investor alleged Mark Landis forged her signature to complete an internal transfer of funds. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Forging signatures violates this rule. 

Background Information 

Mark Landis has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination
  • Series 6 Investment Company Products/ Variable Contracts Representative Examination 
  • Series 24 General Securities Representative Examination

Mark Landis has registered with Equitable Advisors (CRD #: 6627) and The Equitable Life Assurance Society of the United States (CRD #: 4039). 

Kurta Law Can Help 

If you have worked with Mark Landis and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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