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Maria Jaramillo Allegedly Failed to Follow Firm’s Policies

Maria Jaramillo (CRD #: 5396408), a broker registered with BTG Pactual US Capital, was terminated by CrediCorp Capital. This disclosure appears on her BrokerCheck record, accessed on June 7, 2024. Keep reading if you have questions regarding her alleged conduct. 

Employment Separation After Allegations 

On March 22, 2024, CrediCorp Captial permitted her to resign following allegations that she failed to follow the firm’s policies and procedures relating to third-party transfers which resulted in a client’s funds involuntarily being sent to an unauthorized account.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow a firm’s policies and procedures relating to third-party transfers may violate this rule.  

Background Information 

Maria Jaramillo has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination  
  • Series 24 General Securities Representative Examination 

During her 15 years of experience, she has registered with the following firms: 

  • BTG Pactual US Capital (CRD #: 149486) 
  • CrediCorp Capital Advisors (CRD #: 290081) 
  • CrediCorp Capital (CRD #: 136791) 
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #: 7691) 
  • Ultralat Securities (CRD #: 136791) 

Kurta Law Can Help 

If you have worked with Maria Jaramillo and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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