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Marcus Egan Fired from Valic Financial Advisors for Alleged Misconduct

Marcus Egan (CRD #: 6090569), a broker formerly registered with Valic Financial Advisors, was fired from that firm, according to his BrokerCheck record, accessed on July 27, 2025. Keep reading if you want to know more about his alleged conduct as a broker.

Termination from Valic Financial Advisors

On April 17, 2025, Marcus Egan was fired from Valic Financial Advisors following allegations that he violated firm procedures and ethical standards with regard to his relationship with a client’s spouse, failure to escalate concerns related to this relationship through appropriate channels, and off-channel communications.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Marcus Egan has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

He has also worked for Valic Financial Advisors (CRD#:42803) and Northwestern Mutual Investment Services (CRD#:2881).

Kurta Law Can Help

If you worked with Marcus Egan and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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